Company Overview and Regulatory Status

The company was incorporated in 2022 and received its full-service investment dealer license (excluding underwriting) in the third quarter of 2022, authorizing it to provide a comprehensive range of investment services under applicable financial services regulations.

License Type and Authorized Activities

The entity is licensed as a Full-Service Investment Dealer, with all associated privileges except for underwriting activities. This includes the authority to engage in:

Brokerage of listed and unlisted securities

Trade execution on behalf of clients

Proprietary trading activities

Portfolio and investment advisory services

Custody of client funds and instruments

Acting as a Market Maker, authorized to provide liquidity to financial markets through the active quoting of buy and sell prices.

Operational Infrastructure

Trading Platform: The company operates on the MetaTrader 5 (MT5) platform, a globally recognized system offering multi-asset trading capabilities with support for automation, real-time analytics, and risk management.

Banking Relationships: The company maintains two fully operational bank accounts, ensuring robust settlement and transactional functionality for client activities and internal operations.

Client Base: The company currently services approximately 30 active clients, indicating a foundation for ongoing revenue and a base for expansion.

Authorized Share Capital: The company has an authorized share capital of USD 90,000, in alignment with regulatory capital adequacy requirements.

Local Governance: The board includes local directors who have expressed their willingness to remain with the company post-transaction or during any strategic transition, offering continuity and regulatory familiarity.

Corporate Standing

The company is in good standing with all relevant regulatory and corporate authorities, having complied with periodic filing, capital, and operational requirements. This positions the entity as a turnkey solution for parties seeking to enter or expand within the investment services sector.